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The Saudi Stock Exchange (Tadawul) is introducing the new tradable rights framework, which enables Right entitlements of listed companies undergoing rights issues, to be listed and traded. This framework aims to add further protection and flexibility to those investors that do not have the intention to subscribe to their entitlements.
A booklet will be provided soon. For more information send an e-mail to email@example.com
The Market Supervision Division is responsible for monitoring the trade and primarily deals in securities, while also monitoring the electronic channels and websites to ensure that there are no unlawful acts or practices against Capital Market Law and its implementing regulations. The Division also responsible to ensure that Listed Companies, Board of Directors, Senior Executives and Substantial Shareholders comply with the continuous disclosure requirements and any instructions or directives issued by CMA. In addition to this, it also ensures the Listed Companies compliance with requirements of the Corporate Governance Regulations.
The Division's roles and responsibilities are as follows:
The Market Supervision Division consists of three departments as follows:
The Continuous Disclosure Department:
The Continuous Disclosure Department is responsible for following up and supervising listed companies in order to ensure the best practices of disclosure and transparency in the capital market. The Department undertakes the promoting of disclosure and transparency of listed companies and investors. The department has contributed in many developments with regard to regulations and procedures for disclosure of listed companies and is still working to promote and improve their procedures and regulations.
The main functions of the Department include:
The Surveillance Department is responsible for monitoring trade operations by using daily analysis for the market trades, writing periodic reports, and using the latest surveillance systems in the global market. The goal is to ensure compliance of the capital market participants to CMA rules and regulations , in order to regulate the market and provide the necessary protection to investors.
The processes of market surveillance are as follows:
Corporate Governance Department:
The Corporate Governance Department is responsible for mentoring listed companies with corporate governance regulations in order to ensure strict adherence to best corporate governance practices that protect the rights of shareholders and the rights of stakeholders. The Department has developed many goals that will help to gain access to implementing the best corporate governance practices of listed companies, such as: